THE INTERNATIONAL JOURNAL FOR THE PSYCHOLOGY OF RELIGION, 10(1), 3 26
Copyright © 2000, Lawrence Erlbaum Associates, Inc.
INVITED ESSAY
Is Spirituality an Intelligence?
Motivation, Cognition, and the
Psychology of Ultimate Concern
Robert A. Emmons
Department of Psychology
University of California, Davis
This article explores spirituality as a form of intelligence. The evidence for spiritual-
ity as a set of capacities and abilities that enable people to solve problems and attain
goals in their everyday lives is evaluated. Five components of spiritual intelligence
are identified: (a) the capacity for transcendence; (b) the ability to enter into height-
ened spiritual states of consciousness; (c) the ability to invest everyday activities,
events, and relationships with a sense of the sacred; (d) the ability to utilize spiritual
resources to solve problems in living; and (e) the capacity to engage in virtuous be-
havior (to show forgiveness, to express gratitude, to be humble, to display compas-
sion). Evidence that spirituality meets the criteria for an intelligence is reviewed. Im-
plications of studying spirituality within an intelligence framework are discussed.
In this article, I advance the argument that spirituality might be conceived of as a
type of intelligence. Evidence for spirituality as a set of interrelated abilities and
skills is considered. I contend that a serious consideration of the overlap between
intelligence and spirituality may yield previously neglected theoretical and practi-
cal dividends. A spiritual intelligence framework has the potential to both integrate
disparate research findings in the psychology of religion and spirituality and gener-
ate new research yielding fresh insights into the spiritual basis of behavior.
Requests for reprints should be sent to Robert A. Emmons, Department of Psychology, University of
California, One Shields Avenue, Davis, CA 95616 8686. E-mail: raemmons@ucdavis.edu
4 EMMONS
The many meanings of spirituality and religiousness have recently become the
focus of vigorous theoretical and empirical scrutiny. At the same time, emerging
trends in the psychology of religion have yielded an impressive but as of yet
unintegrated account of adaptive functioning, in which spiritual beliefs, commit-
ments, and practices have been associated with a wide variety of criteria of success
in living including physical health, psychological well-being, and marital satisfac-
tion and stability. A concept that has the potential to unite these various literatures
would be serving an important integrative function. Spiritual intelligence might be
one such integrative concept.
SPIRITUALITY AS ULTIMATE CONCERN
Spirituality is the personal expression of ultimate concern. Tillich (1957) con-
tended that the essence of religion, in the broadest and most inclusive sense, is the
state of being ultimately concerned having a passion for the infinite, a passion
that is unparalleled in human motivation. Religion is the state of being grasped by
an ultimate concern, a concern which qualifies all other concerns as preliminary
and which itself contains the answer to the question of the meaning of our life
(Tillich, 1963, p. 4). Similarly, Heschel (1955) depicted the search for God as the
search for ultimacy (p. 125), and Allport (1950) defined a mature religious senti-
ment as a disposition to respond favorably & to objects or principles that the indi-
vidual regards as of ultimate importance in his own life, and as having to do with
what he regards as permanent or central in the nature of things (p. 56). Spirituality
has been defined as that which involves ultimate and personal truths (Wong,
1998, p. 364), and spirituality refers to how an individual lives meaningfully with
ultimacy, his or her response to the deepest truths of the universe (Bregman &
Thierman, 1995, p. 149).
In a recent book (Emmons, 1999), I described a research program devoted to
studying the presence of ultimate concerns through personal goal strivings. Per-
sonal strivings represent what people are typically trying to do, their signature
goal pursuits. There is an intimate connection between religion and goals. One of
the functions of a religious belief system and a religious world view is that it pro-
vides an ultimate vision of what people should be striving for in their lives
(Pargament & Park, 1995, p. 15), as providing a guide to the most serious and
far-ranging goals there can possibly be (Apter, 1985, p. 69). There is a long his-
tory of using goal language metaphorically to depict spiritual growth. In devo-
tional writings, spiritual growth and spiritual maturity are viewed as processes of
goal attainment, with the ultimate goal being intimacy with the divine. It is, there-
fore, ultimate concern that shapes and gives direction to a person s ultimate con-
cerns in life. Spiritual strivings, then, as personal goals focused on the sacred,
become the way in which ultimate concerns are encountered in people s lives. Ul-
timate concerns are bridges linking motivation, spirituality, and intelligence.
PSYCHOLOGY OF ULTIMATE CONCERN 5
The personal striving approach has its roots in cognitive personality theory. The
basic assumptions of the cognitive motivational approach to personality are the
following. People are intentional, (usually) rational beings who are engaged in a
constant effort to strive toward personal meaningfully defined goals. These goals
emerge as a function of internal propensities such as motive dispositions and basic
needs in concert with cultural demands and situational affordances that shape their
expression across situations and over time. Motivation in the form of goal-direct-
edness is a major component of the cognitive approach, and motivation is a key as-
pect of personality as it lends coherence and patterning to people s behavior.
Motivational units, such as goals, motives, and values, form a hierarchical system
of which various levels could be activated depending on environmental stimuli.
INTELLIGENCE, PERSONALITY, AND ADAPTIVE
FUNCTIONING
The cognitive motivational perspective on which the personal striving framework
is situated opened the door for a reconceptualization of the role of intelligence in
personality. A recent volume (Sternberg & Ruzgis, 1994) dedicated to the interface
of intelligence and personality contained contributions from a number of distin-
guished researchers in these respective fields. They explored a number of important
interdependencies between intelligence and personality processes, many of which
also pertain to the study of intelligence and spiritual processes.
Ford (1994) highlighted four basic questions that should be asked about human
functioning. He referred to these as the process question, the content question, the
effectiveness question, and the developmental question. These four questions are
at the heart of personality psychology, and two are directly the focus of this article.
The content question addresses the what or the having side of personality what
is the substance or meaning of a person s thoughts, goals, and actions? Spirituality
and religion are important domains of goal striving for most people (Emmons,
1999). The effectiveness question deals with how well the person is functioning
according to some criteria of success in life happiness, life satisfaction, person-
ality integration, and the like. Ford contended that intelligence is the most com-
monly employed construct used to address the effectiveness question.
Intelligence, then, is defined as the characteristic of a person s functioning asso-
ciated with the attainment of relevant goals within some specified set of contexts
and evaluative boundary conditions (p. 203).
Defining Intelligence
There is little agreement over how to define intelligence (Neisser et al., 1996; Stern-
berg, 1997). Many conceptions equate intelligence with adaptive problem-solving
behavior, where problem solving is defined with respect to practical goal attain-
6 EMMONS
ment and some sort of positive developmental outcome. According to Sternberg
(1990), the adaptiveness of intelligent behavior is viewed in light of whether it can
function to meet the goals of the organism. Intelligence was recently defined as the
level of skills and knowledge currently available for problem-solving (Chiu,
Hong, & Dweck, 1994, p. 106), the ability to attain goals in the face of obstacles by
means of decisions based on rational rules (Pinker, 1997, p. 62), as a set of abili-
ties that permits an individual to solve problems or fashion products that are of con-
sequence in a particular cultural setting (Walters & Gardner, 1986, p. 164), and
mental abilities necessary for adaptation to & any environmental context (Stern-
berg, 1997, p. 1036). Problem solving is inherently goal-directed identifying a
goal, locating and pursuing appropriate routes to the goal, and organizing poten-
tially competing goals so as to maximize joint attainment are problem-solving
skills needed for the effective negotiation of one s adaptive landscape. Goal setting
creates a series of problems to be solved, as it requires the formulation of strategies
and plans to pursue these goals in the face of external obstacles or internal obstacles
such as frustration, depression, anxiety, and conflict with other pursuits. For exam-
ple, the ultimate concern of living a life that is pleasing to God requires an identifi-
cation of and commitment to a lifestyle that is pleasing to God, an identification of
and a commitment to avoid that which is displeasing to God, and inner self-regula-
tory mechanisms to deal with frustrations, temptations, and setbacks that will inevi-
tably occur in trying to live a responsible and accountable life of this type in an envi-
ronment that may lack supports for such efforts.
The central theme behind these definitions of intelligence is a focus on adaptive
problem solving. The issues of what constitutes adaptive functioning and what is
required to function adaptively are important ones. Dweck (1990) specified a set of
three criteria to distinguish adaptive from maladaptive functioning. First, an adap-
tive pattern should minimize the potential for goal conflict. Competing goals com-
promise effective functioning and are a major source of psychological and
physical stress (Emmons & King, 1988). The goal of living a life that is pleasing to
God could easily come into conflict with self-serving goals. Adaptiveness implies,
among other attributes, the coordination of multiple goals in the service of higher
order principles. The second criterion of an adaptive pattern is that it should en-
hance the probability of goal attainment. Third, an adaptive pattern should allow a
person to effectively utilize a maximum amount of available information.
Ford (1994) listed four prerequisites for effective functioning: motivation,
which determines the content of goal-directed action; skills, which produce the de-
sired consequences of movement toward goals; biological architecture, which
supports the motivational and skill components; and a supportive environment (or
at least one that is nonhindering), which facilitates progress toward the goal. Intel-
ligent behavior, then, requires a motivated, skillful person whose biological and
behavioral capabilities support relevant interactions with an environment that has
the informational and material properties and resources needed to facilitate (or at
PSYCHOLOGY OF ULTIMATE CONCERN 7
least permit) goal attainment (p. 203). Intelligence within specific domains is re-
vealed by the following: breadth of knowledge, depth of knowledge, performance
accomplishments, automaticity or ease of functioning, skilled performance under
challenging conditions, generative flexibility, and speed of learning and develop-
mental change.
THE THEORY OF MULTIPLE INTELLIGENCES
One of the most influential and widespread theories of intelligence is Gardner s
theory of multiple intelligences (MI; Gardner, 1993, 1995, 1996; Walters &
Gardner, 1986). Gardner s theory is not the only approach to intelligence currently
in vogue (see Neisser et al., 1996, for an overview of some contemporary perspec-
tives). However, I have chosen it here for three primary reasons: (a) because of its
popularity and familiarity among psychologists, educators, and laity; (b) because
of the comprehensive set of criteria Gardner specified to evaluate a candidate intel-
ligence; and (c) because in published articles on MI theory Gardner debated the
merits of spirituality as an intelligence.
As described earlier, Gardner (1993, 1995, 1996; Walters & Gardner, 1986) de-
fined intelligence as a set of abilities that are used to solve problems and fashion
products that are valuable within a particular cultural setting or community. He
postulated a number of relatively autonomous intellectual capacities, eight in all.
They exist as potentials inherent in each person, yet vary genetically in terms of in-
dividual competencies and potential for development. The eight distinct
intelligences are linguistic, logical mathematical, spatial, musical, bodily kines-
thetic, interpersonal, intrapersonal, and naturalist. Each intelligence is a system in
itself, distinct from a global, unified entity of generalized intelligence. He argued
that these separate intelligences exist on the basis of their cultural significance and
their correspondence to underlying neural structures. Gardner (1993) presented
evidence for the existence of these separate computational or information process-
ing systems and suggests that cultures differentially structure conditions to maxi-
mize the development of specific competencies in their members.
In order to determine what competencies and abilities qualify as an intelligence,
Gardner (1993) laid out eight criteria for distinguishing an independent intelligence:
1. An identifiable core operation or set of operations.
2. An evolutionary history and evolutionary plausibility.
3. A characteristic pattern of development.
4. Potential isolation by brain damage.
5. The existence of persons distinguished by the exceptional presence or ab-
sence of the ability.
6. Susceptibility to encoding in a symbol system.
8 EMMONS
7. Support from experimental psychological investigations.
8. Support from psychometric findings.
Although the list of intelligences is negotiable, these eight criteria are not. For a hu-
man capacity to be considered an intelligence in the MI framework, it must satisfy
the majority of the criteria.
Should spirituality be considered part of the human intellectual repertoire? Is
there a spiritual information processing system comparable to the other
intelligences? What would happen if Gardner s (1993) criteria for the existence of
an intelligence were applied to spirituality? I argue that a legitimate case can be
made for spirituality as a set of related competencies and abilities that provide a
reasonable fit to the eight criteria. My impression is that a narrow definition of
spirituality led Gardner to a premature dismissal of the possibility of considering
spirituality as a form of intelligence. Given the interest that the constructs of intel-
ligence and spirituality attract, a fair-minded examination of the empirical data is
warranted. Before we examine spiritual intelligence vis-Ä…-vis Gardner s criteria,
the nature of what constitutes spiritual intelligence needs to be fleshed out.
Spirituality in the Theory of Multiple Intelligences
In his writings on MI theory, Gardner (1996) made it clear that spirituality is not one
of the intelligences. For instance, I cannot enumerate how often I have been said to
posit a spiritual intelligence though I haveneverdone so,andhaveinfactexplicitly
rejected that possibility both orally and in writings (p. 2). In an article the previous
year Gardner (1995) asked whether it is appropriate to add spirituality to the list of
intelligences deserves discussion and study in nonfringe psychological circles. In
Gardner s (1997) book Extraordinary Minds, he devoted sections to Spiritual
Extraordinariness and Moral Extraordinariness. He noted several examples of
thepowerful influence thatcharismatic spiritualleaders(e.g.,Pope JohnXXIII,Ma-
hatma Gandhi, Martin Luther King, Jr.) can have on others, as well as extraordinary
moral exemplars who sacrifice personal goals at great costs to themselves for
broader, noble purposes.
Does spirituality meet Gardner s (1993) criteria for an intelligence? It may be
useful to think of spirituality, in addition to the other meanings it took on, as com-
prised of a set of specific abilities or capacities. Spirituality may be then conceptu-
alized in adaptive, cognitive motivational terms, and, as such, may underlie a
variety of problem-solving skills relevant to everyday life situations. This prag-
matic approach to spirituality offers a perspective on spirituality that can counter
the mistaken belief that spiritual states of mind are somehow on another plane of
existence a state of being that is phenomenologically valid, but has little rele-
vance for problem solving and goal attainment in concrete life situations.
PSYCHOLOGY OF ULTIMATE CONCERN 9
Before continuing this line of reasoning, however, a cautionary flag must be
lifted. I do not wish to be misunderstood on the following important point.
Viewing spirituality as an intelligence does not imply that spirituality is nothing
more than problem solving, or that individuals merely use their spirituality to
negotiate the problems of daily living. To make this erroneous inferential leap
would be an example of committing the nothing-but fallacy (Paloutzian, 1996)
which led to much misunderstanding in the psychology of religion. Spirituality is
an enormously rich and diverse construct that defies easy definition, simple mea-
surement, or easy identification in the life of another person. My thesis is twofold:
(a) that there exist a set of skills and abilities associated with spirituality which are
relevant to intelligence, and (b) individual differences in these skills constitute
core features of the person. I am not suggesting that spirituality can be reduced to
intelligence, or even to a set of cognitive abilities and capacities. I am not denying
that there is a nonfunctional quality to faith that is not explicable in purely utilitar-
ian terms.
Spirituality as a Knowledge Base
An expert knowledge base is a collection of information within a particular substan-
tive realm that facilitates adaptation to the environment. Spiritual intelligence con-
sists of a number of abilities and competencies that may be part of a person s expert
knowledge. Spiritual information is part of a person s knowledge base that can lead
to adaptive problem-solving behavior. For example, spiritual formation is precisely
about building an expert knowledge base of information related to the sacred. Spiri-
tuality can serve as a source of information to individuals, and, as a function of in-
terests and aptitudes, individuals become more or less skilled at processing this in-
formation. Through, for example, the study of sacred texts and the practice of
spiritual exercises, depth and breadth of a spiritual knowledge base is developed
and refined. Religions have been described as systems of information (Bowker,
1976; Hefner, 1993), providing individuals with resources that are essential for liv-
ing a good life. Similarly, Mayer and Mitchell (1997) depicted religion as an emo-
tion-based rule system that provides a context or backdrop for the generation of so-
lutions to life problems, particularly those in the moral realm.
The Components of Spiritual Intelligence
There are at least five core abilities that define spiritual intelligence. These abilities
have been valued if not in every known culture, then in the majority of cultures.
Some cultures will place greater premium on some skills than on others (Kwilecki,
1988). There is nothing sacred about these five (in the sense that there are five and
10 EMMONS
only five), nor do I present them in any predetermined order. At a minimum, spiritu-
ally intelligent individuals are characterized by (a) the capacity for transcendence;
(b) the ability to enter into heightened spiritual states of consciousness; (c) the abil-
ity to invest everyday activities, events, and relationships with a sense of the sacred;
(d) the ability to utilize spiritual resources to solve problems in living; and (e) the
capacity to engage in virtuous behavior or to be virtuous (to show forgiveness, to
express gratitude, to be humble, to display compassion). These five core compo-
nents, representing individual differences in spiritual personality characteristics,
are shown in Table 1.
Transcendence and mysticism. The first two core components of spiri-
tual intelligence deal with the capacity of the person to engage in heightened or ex-
traordinary forms of consciousness. Transcendence connotes a rising above or go-
ing beyond the ordinary limits of physicality. It may describe rising above our
natural world to relate with a divine being, or it may refer to going beyond our phys-
ical state to effect a heightened awareness of ourselves (Slife, Hope, & Nebeker,
1997). Themes of transcendence figure prominently in definitions of spirituality.
For example, Elkins, Hedstrom, Hughes, Leaf, and Saunders (1988) stated that
spirituality is a way of being and experiencing that comes about through aware-
ness of a transcendent dimension and that is characterized by certain identifiable
values in regard to self, others, nature, life, and whatever one considers to be the Ul-
timate (p. 10). Transcendence has been described as a fundamental capacity of
persons that enables a person to sense a synchronicity to life and to develop a bond
with humanity that cannot be severed, even by death (Piedmont, 1999). It has been
viewed as an art capable of developing capacities of the mind such as attentional
training and refining awareness (Walsh & Vaughan, 1993).
Mysticism is the awareness of an ultimate reality that takes the form of a sense
of oneness or unity in which all boundaries disappear and objects are unified into a
totality. Consider Shulman s (1995) description of a mystical experience that oc-
curred while she was on a New York City subway train:
Suddenly the dull light in the car began to shine with exceptional lucidity until every-
thing around me was glowing with an indescribable aura, and I saw in the row of mot-
TABLE 1
Core Components of Spiritual Intelligence
1. The capacity to transcend the physical and material.
2. The ability to experience heightened states of consciousness.
3. The ability to sanctify everyday experience.
4. The ability to utilize spiritual resources to solve problems.
5. The capacity to be virtuous.
PSYCHOLOGY OF ULTIMATE CONCERN 11
ley passengers opposite the miraculous connection of all living beings. Not felt; saw.
What began as a desultory thought grew to a vision, large and unifying, in which all
the people in the car hurtling downtown together, like all the people on the planet hur-
tling together around the sun our entire living cohort formed one united family,
indissolubly connected by the rare and mysterious accident of life. No matter what our
countless superficial differences, we were equal, we were one, by virtue of simply be-
ing alive at this moment out of all of the possible moments stretching endlessly back
and ahead. The vision filled me with an overwhelming love for the entire human race
and a feeling that no matter how incomplete or damaged our lives, we were surpass-
ingly lucky to be alive. (pp. 55 56)
Spiritually intelligent individuals are likely to be especially skilled in entering these
states of consciousness, as well as other spiritual states, such as contemplative
prayer (Foster, 1992). Considerable empirical work has been conducted on mysti-
cal experience (see Hood, Spilka, Gorsuch, & Hunsberger, 1996, chap. 6 7 for a re-
view). Newberg and d Aquili (1998) described the social significance of unitary
spiritual experiences arising from ceremonial religious rituals as well as the physio-
logical benefits from individual meditation.
Sanctification. Sanctification encapsulates the third component of spiritual
intelligence. To sanctify means to set apart for a special purpose for a holy or a
godly purpose. A recognition of the presence of the divine in ordinary activities is
an aspect of spiritual knowing in all major religions of the world (Monk et al.,
1998). Contemporary research is documenting that there are important conse-
quences of this sanctification process. When work is seen as a calling rather than a
job (Davidson & Caddell, 1994; Novak, 1996), or when parenting is viewed as a sa-
cred responsibility (Dollahite, 1998), it is likely to be approached differently than
when viewed in purely secular terms. Even seemingly ordinary activities such as
running or golf can become imbued with spiritual significance (Murphy, 1972). In
the film Chariots of Fire (Hudson, 1981), Eric Liddell reflects on the deeper signifi-
cance of running in revealing that when I run, I feel His pleasure. Religious sanc-
tification occurs when the self, family, home, occupation, and goals are imbued
with the sacred. Mahoney et al. (1999) found that when marital partners viewed
their relationship as imbued with divine qualities, they reported greater levels of
marital satisfaction, more constructive problem-solving behaviors, decreased mar-
ital conflict, and greater commitment to the relationship compared to couples who
did not see their marriage in a sacred light.
Casting in the language of intelligence enables sanctification to be viewed as ex-
pertise that people might bring to bear to solve problems and plan effective action.
Emmons, Cheung, and Tehrani (1998) demonstrated that personal strivings in life
can become spiritualized through a process of sanctification. Spiritual strivings are
intentional states that represent ultimate concerns in a person s life. Imbued with a
12 EMMONS
sense of the sacred, these goals take on a significance and power not found in secular
strivings (Emmons et al., 1998). Drawing on Tillich s (1957) conception of religion
as ultimate concern described in the beginning of this article, Emmons et al. (1998)
developed criteria for reliably identifying ultimate concerns through personal goal
strivings. Examples of spiritual strivings are discern God s will for my life, apply
knowledge of the Koran to everyday life, be compassionate and forgiving, lov-
ingly share the gospel with my coworkers, and focus my life so that I might get
closer to God. Research indicates that when people s lives are oriented around ulti-
mate concerns, they tend to experience a sense of meaningfulness, fulfillment, and
personality unification (Emmons, 1999; Emmons et al., 1998).
Religious and spiritual coping. The fourth characteristic, the ability to
utilize spiritual resources to solve problems in living, encompasses religious and
spiritual coping (Pargament, 1997). Pargament reviews a large literature docu-
menting the effectiveness of spiritual and religious resources in the coping pro-
cess. Problem solving is the sine qua non of effective coping, as effective coping
entails the implementation of problem-solving skills. Lazarus and Folkman
(1984) defined problem solving as
the ability to search for information, analyze situations for the purpose of identifying
the problem in order to generate alternative courses of action, weigh alternative
courses of action, weigh alternatives with respect to desired or anticipated outcomes,
and select and implement an appropriate plan of action. (p. 162)
These are abilities that are required when prior goals are abandoned and new goals
are adopted. Spiritual conversions can shape the reprioritization of goals
(Paloutzian, Richardson, & Rambo, 1999), and the ability to revise and reprioritize
goals are indicators of intelligence (Haslam & Baron, 1994). Furthermore, intrinsi-
cally religious individuals are more likely to be adept at handling traumatically in-
duced stress; they are more likely to find meaning in traumatic crises and are more
likely to experience growth following trauma than are less religious persons (Park,
Cohen, & Murch, 1996). Not all forms of spiritual coping are equally effective; for
example, collaboration with God is generally more adaptive than is passively defer-
ring to God (Pargament, 1997).
Virtuous traits. The fifth and final component of spiritual intelligence is re-
flected in the capacity to engage in virtuous behavior on a consistent basis: to show
forgiveness, to express gratitude, to exhibit humility, to be compassionate, and to
display sacrificial love. There is no pretense here that this list is exhaustive. These
virtues are included under the rubric of spiritual intelligence because of the salience
PSYCHOLOGY OF ULTIMATE CONCERN 13
of these concepts in virtually all major religious traditions. They are considered
skills in that from Aristotle to the present (Wallace, 1978; Zagzebski, 1996) these
qualities are seen as capable of being cultivated through practice and instruction.
Zagzebski (1996) defines virtues as acquired excellences of the person, coming
closer to defining who the person is than any other category of qualities (p. 135).
Virtues connect to both motivation, representing ultimate concerns, and to ef-
fective action. Conceiving of these inner qualities as virtues, implies that these are
sources of human strength that enable people to function effectively in the world.
Of longstanding interest to moral philosophers (Zagzebski, 1996) and theologians
(Schimmel, 1997), psychologists are beginning to turn their attention to the study
of these human strengths (Baumeister & Exline, 1999; Seligman, 1998).
Baumeister and Exline (1999) proposed that self-control is the core psychological
trait underlying the majority of virtues, and is essential for success in virtually all
life domains. Similarly, self-control failures lie at the heart of the seven deadly
sins: gluttony, sloth, pride, anger, greed, lust, and envy. In a later section, I elabo-
rate on the benefits of one virtue in particular, humility.
Identifying these core components is the starting point for postulating a con-
struct of spiritual intelligence. Whether there are more or less than these five char-
acteristics is open for debate. At this early stage of development, the study of
spiritual intelligence can most benefit from a broad conceptual approach. As more
is learned about spiritual traits and skills through scientific research, more defini-
tive statements concerning these core capacities will be possible. In the meantime,
I believe that each of these five are justifiable aspects of a broader capacity that
might be called spiritual intelligence. The framework is also falsifiable. Should re-
search demonstrate that the core abilities do not cluster together, the higher order
nature of the spiritual intelligence construct would be called into question.
Does Spirituality Fit Gardner s Criteria?
Postulating spirituality as a set of related abilities and competencies is the first step
for qualifying it as a form of intelligence, but we have yet to see how it stacks up
against the accepted MI theory. Does spirituality pass the test for an intelligence?
Meeting the criteria that Gardner (1993) proposed requires marshaling neurologi-
cal, developmental, evolutionary, and psychological evidence. Relevant data from
each of these sources are becoming available. What follows is an illustration from
each of these areas. I have already presented what I believe constitute the core abili-
ties involved in this type of intelligence (Criteria 1). As Gardner s approach is
based largely on brain function, I begin with the biological level of analysis. Other
theories of intelligence propose somewhat alternative criteria for the establishment
of an intelligence (e.g., Sternberg, 1997). For the reasons described earlier, I have
chosen Gardner s theory as a benchmark.
14 EMMONS
Evolutionary plausibility. The biological basis of spirituality and religious-
ness can be examined at three levels of analysis: evolutionary biology, behavior ge-
netics, and neural systems. Arguments for the evolutionary plausibility of religion
have come from a number of different quarters from biologists, psychologists,
anthropologists, and theologians (Hood, Spilka, Hunsberger, & Gorsuch, 1996;
Kirkpatrick, 1999; McClennon, 1997; Pinker, 1997; Wilson, 1978). From a psy-
chological perspective, evolutionary biology has been proposed as providing an in-
tegrative framework for religious beliefs, practices, and commitments
(Kirkpatrick, 1999). Kirkpatrick contended that the universal success of religious
belief systems is attributable to religion tapping into a broad array of psychological
mechanisms that evolved via natural selection to solve a specific class of problems
faced by our ancestors. Furthermore, these mechanisms exist at both the cultural
level, expressed through corporate religion, and at the level of individual, in terms
of personal religiousness or spirituality. Kirkpatrick discussed a variety of evolved
mechanisms that underlie a variety of religious beliefs and behaviors, including at-
tachment, coalition formation, social exchange, kin-based altruism, and mate
selection.
Behavior genetic studies. Evidence for the heritability of religious atti-
tudes suggests genetic influence (D Onofrio, Eaves, Murrelle, Maes, & Spilka,
1999; Waller, Kojetin, Bouchard, Lykken, & Tellegen, 1990). D Onofrio et al.
amassed an impressive database that enabled them to explore the
intergenerational transmission of religious attitudes and behaviors. They found
evidence that whereas religious affiliation is primarily determined by shared fam-
ily environment, religious attitudes (primarily religious conservatism) and be-
haviors are moderately influenced by genetic factors. The heritability estimates
for religiousness are on the magnitude of that which is typically seen for personal-
ity traits.
Whether the core elements of what I am calling spiritual intelligence have a
significant genetic component remains to be determined. However, given pre-
liminary data from the field of behavior genetics on the heritability of religious-
ness, it would be surprising if spiritual intelligence turned out to be unrelated to
genetic factors. There may also be implications of such a genetic link for inter-
personal problem solving. In the largest study on personality and divorce under-
taken, Jockin, McGue, and Lykken (1996) found that of 11 personality traits,
traditionalism was the strongest negative predictor of divorce risk. Traditional-
ism correlates about .5 with measures of religious commitment (Lykken &
Tellegen, 1996) and is also highly heritable (Tellegen et al., 1988). Jockin et al.
suggested that personality acts as a conduit of genetic influence on divorce risk,
harkening back to Mahoney et al. s (1999) finding that marital satisfaction is as-
sociated with constructive problem solving.
PSYCHOLOGY OF ULTIMATE CONCERN 15
Neurobiology of spiritual experience. The heritability of aspects of reli-
giousness points to the role of biology, but is unable to specify relevant neural
mechanisms. The growing field of neuroscience is also contributing to an under-
standing of the biological basis of spirituality in a way that might elucidate neural
substrates. Recall that Gardner (1993) believed that specific brain structures under-
lie different types of intelligences, and that a given intelligence should be isolable
by studying brain-damaged patients. Brain scientists have begun to investigate the
neural bases of religious and spiritual experience, both in terms of neural substrates
of religious experience and their alteration in brain dysfunctions (Brown, 1998;
Jeeves, 1998; Saver & Rabin, 1997). Neuroscience research demonstrates that
there may exist distinctive neurobiological systems (primarily in the limbic re-
gions) for religious experience, particularly for the mystical experiences of oneness
and unity (d Aquili & Newberg, 1998; Newberg & d Aquili, 1999). Although the
exact nature of these mechanisms is not uncontroversial the discovery of these sys-
tems strengthens the case for spirituality as an intelligence.
Psychometric evidence. Yet another of Gardner s (1993) criteria for the
existence of an intelligence is support from psychometric findings. Inventories to
measure spiritual and religious states have proliferated at an alarming rate in recent
years. Some have even called for a moratorium on the construction of new mea-
sures (Gorsuch, 1984). Piedmont (1999) presented data on the independence of
spiritual transcendence from the five-factor model of personality, suggesting that
spirituality may represent a heretofore unacknowledged sixth major dimension of
personality. Furthermore, psychometric investigations have revealed that mea-
sures of spiritual transcendence and religious attitudes are statistically independent
of measures of general intelligence (Francis, 1998; Piedmont, 1999).
There exists no measure of spiritual intelligence, per se. I am skeptical that an
adequate self-report measure could be easily constructed; on the contrary, it would
be quite ill-advised to attempt to gauge someone s spiritual IQ. Ability-based
measures would be more promising, following the lead of Mayer, Caruso, and
Salovey (in press). A consensus on the scientific viability of the construct must
first be established, although, before measurement efforts are undertaken.
A characteristic developmental history. An intelligence should show a
definable developmental history. Spirituality would appear to meet this criterion
(Fowler, 1981; Kwilecki, 1988; Levenson & Crumpler, 1996). Stage-centered
models of faith development propose that there are universal stages that character-
ize spiritual growth and the capacity to engage in spiritual ways of knowing. Adult
spiritual development has become an area of vigorous theory and research in recent
years (Weibust & Thomas, 1996). That there is an age-related readiness to perceiv-
16 EMMONS
ing transcendent truths is less controversial in comparison to the disagreement that
exists over whether such spiritual development is generalistic versus particularistic
(Kwilecki, 1988; McFadden, 1999; Wulff, 1997). There are differing levels of ex-
pertise or sophistication in spiritual abilities, from novitiate to expert, as there are in
other systems of knowledge (Gardner, 1997).
Susceptibility to encoding in symbol system. Yet another criterion for
an intelligence is susceptibility to encoding in a symbol system (Gardner, 1993;
May, 1960; Monk et al., 1998; Tillich, 1957). This criterion is not likely to be con-
troversial. Symbol systems have always played a major role in religious traditions
to express truths and insights not reducible to linguistic expression. Religious sym-
bols serve the function of enabling people to grasp a transcendent, ultimate reality
within a shared community of believers; hence symbols are socially constructed.
Religious symbols have a power that distinguish them from other symbols; they
deal with issues that are the deepest of all concerns a human may have, with ulti-
mate meaning (Monk et al., 1998, p. 79). Gardner (1993) considered rituals, reli-
gious codes, and mythic and totemic systems as symbolic codes that capture and
convey crucial aspects of personal intelligence (p. 242).
Exemplars of spiritual intelligence. The existence of spiritually excep-
tional individuals (the Catholic mystics St. Theresa of Avila and St. John of the
Cross, and the Sufi master Ibn Arabi are three excellent examples) can be taken as
evidence that spiritual skills are highly developed in certain individuals (Gardner,
1997). If we examine individuals considered to be spiritually exceptional, we can
see how well the concept of spiritual intelligence fits. Consider, for example, the
12th-century Sufi master Ibn Arabi (Nasr, 1964). Ibn Arabi was well known for
his capacity for transcendence and his ability to enter into heightened spiritual
states of consciousness, and is known to be among the most prolific of Islamic mys-
tical writers, listing at least 250 titles. It is clear from his writings that they were not
merely the result of long mental and intellectual deliberations, but were also drawn
from mystical visions and experiences. Ibn Arabi acknowledged that much of
what he wrote came to him in mystical visions, while asleep and as direct revelation
from God.
Although well known as a spiritual master and teacher, Ibn Arabi was also
quite capable of applying his spirituality to everyday life. At the early age of 20, he
married, was employed as Secretary to the Governor of Seville, and spent much of
his life in the formal study of politics, religion, and science. A strong advocate of
the necessity of law and formal doctrine for the good of the community, he strictly
applied this in his advice to political leaders. Yet, at an early age he astounded his
teachers and many influential leaders in his country (e.g., the philosopher
PSYCHOLOGY OF ULTIMATE CONCERN 17
Averroes) with his insightful views of mystical transcendence and how to integrate
spirituality within one s life.
Ibn Arabi devoted the majority of his life to the study of mystical doctrine and
experience and remained quite humble, compassionate, and virtuous. Well known
and sought after as a spiritual master, his report of a particular incident while
teaching gives insight into his character. Ibn Arabi reported,
their respect for me prevented them from being relaxed, and they were all very correct
and silent; so I sought a means of making them more relaxed saying to my host, May I
bring your attention to a composition of mine entitled Guidance in Flouting the Usual
Courtesies, and expound a chapter from it to you? He answered that he would very
much like to hear it. I then pushed my foot into his lap and told him to massage it,
whereupon they understood my meaning and behaved in a more relaxed manner.
(Austin, 1980, pp. 5 6)
Summary. To summarize, converging lines of evidence appear to support
the thesis that spirituality does, in fact, meet several of the acceptable criteria for an
intelligence. But does spirituality foster adaptive functioning in daily life? Recall
that most of the definitions stated earlier that intelligence, particularly practical
forms of intelligence, is reflected in effectiveness in life. Is there evidence that spir-
itual states facilitate performance in important life domains? Conversely, does an
absence of spiritual intelligence portend dysfunction?
The Adaptiveness of Spiritual Intelligence: Humility as an
Example
At the conclusion of his book on experiential intelligence, Epstein (1993) closed by
invoking spirituality as a pathway to the higher reaches of the experiential mind:
The beacon for the spiritual path is faith in some power or force that transcends ordi-
nary human understanding. Such faith is the source of a broad perspective and a feel-
ing of connectedness with a greater whole than exists in one s immediate experi-
ence.& This deep spiritual identification which transcends rational calculation,
enables people to take the long view and experience its ultimate consequences with-
out effort & at this, its highest level of functioning, the experiential mind becomes not
a betrayer of long-range interests and concern for others, but a means for their
achievement. (p. 267)
Epstein voiced faith in the adaptiveness of a transcendent, spiritual orientation to the
world. What is the evidence for the adaptiveness of the spiritual abilities and compe-
tencies that comprise spiritual intelligence? There is growing evidence that spiritu-
18 EMMONS
ally oriented lifestyles tend to protect people from unintelligent behavior; for exam-
ple, from engaging in personally and societally destructive ways (Paloutzian &
Kirkpatrick, 1995). There are certainly counterexamples; for instance, the ascetics
who engage in holy anorexia (Wulff, 1997). At this point, however, I would like to
discuss an element of spiritual intelligence that in particular appears to enable effec-
tivefunctioning,onethathasnotreceivedmuchattentioninpsychology,humility.
Although humility is often equated with low self-regard, humility appears to
be a source of human strength. Humility is the realistic appraisal of one s
strengths and weaknesses neither overestimating nor underestimating them. To
be humble is not to have a low opinion of oneself, it is to have an accurate opin-
ion of oneself. It is the ability to keep one s talents and accomplishments in per-
spective (Richards, 1992), to have a sense of self-acceptance, an understanding
of one s imperfections, and to be free from arrogance and low self-esteem
(Clark, 1992). In most philosophical treatments, humility is considered a vir-
tue a desirable characteristic to cultivate. History is replete with humble exem-
plars powerful spiritual, political, and scientific leaders who were
characterized by a sense of perspective about their goals and themselves, refus-
ing to succumb to the temptation of self-aggrandizement.
Humility has been linked to a number of personal and interpersonal life out-
comes. In the health field, research reported that a lack of humility or the exces-
sive self-focus found in the trait of narcissism is a risk factor for coronary heart
disease (Bracke & Thoresen, 1996; Scherwitz & Canick, 1988). Another study
found that narcissism in ex-spouses was a strong predictor of continued conflict
between them, with destructive consequences for their children (Ehrenberg,
Hunter, & Elterman, 1996). Earlier we saw that informational search is part and
parcel of problem solving. Humility has been associated with better informational
search abilities and problem-solving efficiency (Weiss & Knight, 1980), and with
ratings of teaching effectiveness (Bridges, Ware, Brown, & Greenwood, 1971).
Humility is also strongly linked with morality. Humility was one criterion that
Colby and Damon (1992) used for identifying moral excellence in their in-depth
study of moral exemplars. Thus, humility appears to facilitate success in a wide
range of life endeavors, and is an example of the adaptiveness of one aspect of spir-
itual intelligence.
One other example of the adaptiveness of spirituality can be briefly noted. Sacks
(1979) examined the effect of spiritual exercises on integration of the self-concept.
In a sample of 50 Jesuit novices, he found that a 4-week period of secluded medita-
tionresultedin asignificantincreasein self-integration,asmeasuredbyLoevinger s
concept of ego development. Although no long-term follow-up was available the
30-day exercise apparently increased these men s ability to assimilate conflicting
self-representations into a unified self-system. Successful self-regulation requires
the effective management of systemic goal conflict, a skill which seems to be facili-
tated by spiritual practices and spiritual strivings (Emmons et al., 1998).
PSYCHOLOGY OF ULTIMATE CONCERN 19
IS THERE AN OPTIMAL LEVEL OF SPIRITUAL
INTELLIGENCE?
Spiritual intelligence has been conceived of in this article as largely a positive con-
struct. There are benefits to being spiritually intelligent, just as there are benefits to
any form of intelligence. Yet, can one have too much of a good thing? Is there a
down side to being spiritually intelligent? Is there an optimal amount of spiritual in-
telligence? Or to phrase the question differently, does it make sense to describe
someone as spiritually unintelligent? These are intriguing and vital questions to
ponder. That there is a dark side to the religious life is beyond question. The con-
struct of spiritual intelligence may be able to shed light on the possible harmfulness
of religious beliefs or spiritually oriented lifestyles. As with other skills, spiritual
intelligence may be put to nefarious as well as to noble ends. It is not inevitably a
positive attribute.
It is evident that a person could overdevelop his or her spiritual intellect while
ignoring other areas of functioning. There is a danger in becoming spiritual to the
point that one is unable to act effectively in the world, for instance, being so other-
worldly focused that one is unable to function effectively with the concrete de-
mands of daily life. A spiritually intelligent person is able to harmonize earthly and
heavenly spirituality.
Problems in psychological or interpersonal functioning might stem from an im-
balance in the development of the specific components, or with an exclusive con-
cern with some components to the neglect of others. For example, there may be
individuals who have highly developed capacities for transcendence or mystical
experiences, yet who have lived a life of passive detachment from this world. Con-
versely, there may be disadvantages to being too easily forgiving, too grateful, too
humble, or too self-controlled. Perhaps extremes in each of the components may
become maladaptive, particularly when combined with emotional instability, ba-
sic character flaws, or an inability to channel one's spiritual intellegence in a noble
direction.
Advantages of Linking Spirituality with Intelligence
Viewing spirituality as a type of intelligence enlarges the concept of spirituality to
encompass meanings not typically associated with it. Spiritual intelligence en-
hances the plausibility of a scientific spirituality by locating spirituality within an
existing acceptable psychological framework, one that proved to be extremely use-
ful in understanding the common ground between personality and behavior. It al-
lows spirituality to become anchored to rational approaches to the mind that em-
phasize goal attainment and problem solving (Haslam & Baron, 1994; Pinker,
1997). Moreover, the spiritual intelligence framework opens the door for new links
to be forged with areas of psychology that have been slow to examine spiritual is-
20 EMMONS
sues, including developmental, cognitive, and much of personality psychology.
Conversely, an anchoring of spirituality in the intelligence tradition might enable
theology to deal with challenges that arise from cognitive science and other natural-
istic frameworks that attempt to model human nature (Brand, 1997; Peterson,
1997).
Antidote for Antireligious Intellectualism
Religion and intelligence are two words that are not often used together. Linking
spirituality with intelligence can provide an antidote for antireligious intellectu-
alism (Marsden, 1997) in which religious and spiritual world views are seen as
irrational, emotional, and illogical, akin to superstitious thinking. Arguing from
a similar perspective in their theory of emotional intelligence, Mayer and
Salovey (1997) began with the premise that emotions and intelligence are often
viewed as incompatible because the former are perceived as an intrinsically ir-
rational and disruptive force (p. 9). Instead of dichotonizing faith and reason,
this way of thinking about spirituality recognizes that spiritual processing can
contribute to effective cognitive functioning rather than preclude it.
An Integrative Framework for Spirituality and Health
Spiritual intelligence also provides an integrative framework for understanding
the salutary effects of religion on psychological, physical, and interpersonal out-
comes. Spirituality is a predictor of adherence to health care regimens (Fox,
Pitkin, Paul, Carson, & Duan, 1998; Naguib, Geiser, & Comstock, 1968;
O Brien, 1982) and adherence is generally intelligent (see Karoly, 1994, for ap-
plication of an intelligence framework to the study of medical adherence). The
intelligent use of spiritual information can contribute to positive life outcomes
such as emotional well-being, positive social functioning, and an enhanced over-
all quality of life. Each of these domains of functioning would appear to benefit
from exercise of the spiritual intellect.
Spirituality as a Dynamic Construct
In defining and measuring spirituality or religiousness, it is all too easy to conceive
spiritual and religious variables as passive, static trait-like entities. Spirituality and
religiousness become something that a person has or possesses (e.g., beliefs), or be-
haviors that are engaged in (rituals). Alternatively, viewing spirituality as a set of
skills, resources, capacities, or abilities enables spirituality to take on active, dy-
namic properties. Spirituality not only is something, it does something. As a dy-
namic property of persons, spiritual intelligence provides an interpretive context
for negotiating demands of daily life.
PSYCHOLOGY OF ULTIMATE CONCERN 21
Increased Appreciation for Cross-Cultural Expressions of
Spirituality
As with other intelligences, spiritual intelligence includes abilities and competen-
cies that are differentially valued in different cultures. Yang and Sternberg (1997)
described different conceptions of intelligence in Taoist and Confucianist Chinese
cultures. Character virtues such as humility and benevolence play a much greater
role in defining intelligence in these traditions than in contemporary Western views
of intelligence. Notions of wisdom, morality, and intelligence are virtually insepa-
rable in Chinese religious systems. Tethering spirituality and intelligence enables
an acknowledgment of and deeper appreciation for spiritual and religious ways of
knowing that might be highly prized in certain cultures.
Cultivation of Spiritual Skills
Postulating spiritual competencies and abilities to be relatively independent human
faculties opens the door to the possibility that they can be cultivated in a manner
analogous to other types of intelligences. Gardner (1993) argued that communities
selectively identify particular competencies for development and elaboration. If
spiritual intelligence does indeed confer individual and societal advantages, if the
world would be a better place if people were more spiritually intelligent, the de-
sirability and feasibility of strategic efforts to augment it ought to be investigated.
Just as educational programs have been developed to teach emotional skills
(Salovey & Sluyter, 1997), spiritual skills could similarly be acquired and culti-
vated. After all, the purpose of character education programs (Lickona, 1991) is to
foster spiritual virtues and spiritual maturity so as to produce productive and so-
cially responsible members of society. A spiritually intelligent character education
program would go beyond the teaching of socioemotional skills to include the basic
spiritual competencies and abilities described in this article. For example, Lickona
discussed how humility is an essential component of good character. It is also one
of the components of spiritual intelligence, and as we saw earlier, is predictive of a
variety of positive life outcomes.
CONCLUSIONS
My goal in this article was to introduce into scientific discourse the concept of spiri-
tual intelligence, to review the evidence for spirituality as a set of related competen-
cies, and to examine how spirituality fares when standard criteria for evaluating an
intelligence are applied. It would be premature at this point to argue that the exis-
tence of a spiritual intelligence was incontrovertibly demonstrated. Yet, spirituality
did appear to meet virtually all of the criteria as specified by Gardner s (1993) the-
ory of MI. According to Mayer et al. (in press), intelligences that are valid accord-
22 EMMONS
ing to MI criteria are definitely worth studying and may provide information for
the next generation of intelligence tests (p. 22).
Spiritual intelligence suggests new domains of intelligent action in the world.
Abilities in the spiritual realm are a significant aspect of what it means to be an in-
telligent, rational, and purposeful human being, striving to align one s life with the
Ultimate. There are many ways to be intelligent, yet spirituality has not been stud-
ied within mainstream research on intelligence and personality. Psychologists
continue to divide and subdivide intelligence in many ways, but absent from such
partitioning is a spiritual or religious way of knowing. Conversely, the potential
explanatory and integrative force that intelligence can provide has been neglected
by psychologists interested in religious and spiritual issues. An intelligence-based
conception of spirituality can stimulate progress in the psychology of religion and
can be determinative of future theoretical and research agendas. Hood, Spilka,
Hunsberger, and Gorsuch (1996) encouraged researchers to examine constructs
that originally derived their meaning from within religious traditions, in order to
enliven the psychology of religion (p. 198). Spiritual intelligence may be one
such enlivening construct. Its status as a meaningful scientific construct will re-
quire additional conceptualization, research, and debate in scientific circles.
ACKNOWLEDGMENTS
I am grateful to Stacey Anderson, Warren Brown, Cheryl Crumpler, Seymour Ep-
stein, Rick Levenson, Jack Mayer, Ray Paloutzian, Ken Pargament, and Jefferson
Singer for their insightful and encouraging comments on an earlier version of this ar-
ticle. I also thank the following individuals who were kind enough to share with me
their thoughts about spiritual intelligence: David Wulff, Sherwood Lingenfelter, T.
George Harris, Newton Malony, Dave Dollahite, and Bob Wheeler.
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