Fit-sphere unwrapping and performance
analysis of 3D fingerprints
Yongchang Wang, Daniel L. Lau,* and Laurence G. Hassebrook
1 Quality Street Suite 800, University of Kentucky, Lexington, Kentucky, 40507, USA
*Corresponding author: dllau@engr.uky.edu
Received 21 September 2009; revised 5 November 2009; accepted 8 December 2009;
posted 15 December 2009 (Doc. ID 117492); published 25 January 2010
To solve problems associated with conventional 2D fingerprint acquisition processes including skin de-
formations and print smearing, we developed a noncontact 3D fingerprint scanner employing structured
light illumination that, in order to be backwards compatible with existing 2D fingerprint recognition
systems, requires a method of unwrapping the 3D scans into 2D equivalent prints. For the latter purpose
of virtually flattening a 3D print, this paper introduces a fit-sphere unwrapping algorithm. Taking
advantage of detailed 3D information, the proposed method defuses the unwrapping distortion by con-
trolling the distances between neighboring points. Experimental results will demonstrate the high qual-
ity and recognition performance of the 3D unwrapped prints versus traditionally collected 2D prints.
Furthermore, by classifying the 3D database into high- and low-quality data sets, we demonstrate that
the relationship between quality and recognition performance holding for conventional 2D prints is
achieved for 3D unwrapped fingerprints. © 2010 Optical Society of America
OCIS codes: 100.5010, 100.2960, 100.6890, 070.6110, 110.6880.
1. Introduction consistently preserve the fingerprints ground truth
and achieve higher recognition performance. Among
Fingerprints are the friction ridge and furrow pat-
these scanners, the TBS (Touchless Biometric Sys-
terns on the finger that have been extensively ap-
tems) multicamera touchless fingerprint system de-
plied in both forensic law enforcement and security
veloped in [19] acquires different finger views that
applications [1 4]. But the acquisition, analysis,
are subsequently merged to form a wraparound 3D
and recognition of fingerprints are still considered
fingerprint. In this system, the shape of the finger
by many experts to be an active area of research
is acquired by using the shape-from-silhouette tech-
[5 10]. Traditional fingerprint images are acquired
nique without contact between the elastic skin of the
by pressing or rolling a finger against a hard surface
finger and any rigid surface. Thus, the deformation of
(e.g., prism, silicon, polymer, index card) [7,11,12];
prints is greatly reduced.
however, these contact-based applications often re-
Ridge information, in the TBS system, is extracted
sult in low-quality prints [8,13 17] due, mainly, to
from the finger surface reflection variation (albedo),
the uncontrollability and nonuniformity of finger
where, to be compatible with the legacy rolled
pressure as well as from residues from the previous
fingerprint images used in automated fingerprint
fingerprint.
identification systems, the 3D touchless prints are
To eliminate these drawbacks of traditional 2D
unwrapped into 2D ones [22]. The unwrapping algo-
scanning, noncontact fingerprint scanners have been
rithm tries to unfold the 3D prints in such a way that
developed that include a broad set of 3D scanners
it resembles the effect of virtually rolling the 3D on a
[8,14,18 21]. Since direct contact between sensor
2D plane [22]. The drawback of using the shape-
and finger skin is avoided, these noncontact sensors
from-silhouette technique is that only the shape of
the finger is obtained, without the detailed 3D ridge
0003-6935/10/040592-09$15.00/0 information. Thus, the distortion caused by the un-
© 2010 Optical Society of America
wrapping algorithm is difficult to control, and since
592 APPLIED OPTICS / Vol. 49, No. 4 / 1 February 2010
the ridge information is extracted from texture data, ship between quality and recognition performance,
the obtained prints could be affected by surface color, holding for 2D prints, is also true for the 3D un-
surface reflectance, and geometric factors as well as wrapped ones lending credence to the theory that
other imaging effects. the NIST image quality metrics are indicators of
In [23], we presented an alternative approach to matching performance when one lacks large-scale
3D fingerprint scanning using structured light illu- databases by which matching performance can be
mination. Different from the system in [19], our sys- adequately evaluated.
We present a brief description of the 3D data acqui-
tem acquires the detailed 3D information such that
the ridge information can be obtained from the sur- sition procedures in Section 2. Section 3 introduces
the fit-sphere algorithm, while in Section 4, we
face geometry instead of the albedo. Many degrading
perform both analyze scan quality and recognition
factors from the nonuniform surface conditions have
been overcome, and to be compatible with conven- matching performance, demonstrating that the
relationship between quality and recognition perfor-
tional 2D prints, a springs-inspired algorithm was
mance for conventional 2D prints also applies to 3D
developed [24] for unwrapping the 3D scans. This al-
unwrapped prints. The conclusions and future work
gorithm was based upon a web of virtual springs
is presented in Section 5.
spanning the fingerprint surface, where, first, ridges
were extracted from the surface. The remaining 3D
points were then treated as a mechanical system in
2. 3D Fingerprint Acquisition
which points had mass, and these points of mass
The 3D fingerprint prototype was developed by
were interconnected by means of mechanical springs.
Flashscan 3D LLC and the University of Kentucky
The mesh was then pressed down onto a flat plane.
using multipattern, phase-measuring profilometry
As a nonparametric method, the computational cost
(PMP), shown in Fig. 1 and described in [25 27].
of the springs algorithm was high.
Compared with other methods of 3D range sensing
To reduce the computational cost and the distor-
such as stereo vision and laser scanning, multipat-
tion caused by the springs unwrapping process, this
tern structured light illumination has the advantage
paper introduces a fit-sphere algorithm that is based
of being low cost, having fast data acquisition and
on best fitting a sphere to the 3D surface and then
processing, and achieving high accuracy with dense
mapping the original 3D points clouds, stored in Car-
surface reconstructions [25]. PMP or the sinusoidal
tesian coordinates, to spherical coordinates ð¸; Õ; ÁÞ.
fringe pattern, in particular, is employed because
Since the detailed 3D information is available for
of its high efficiency and robustness to defocus
each point (pixel), the initial linear unwrapping
[26,28].
mesh ð¸; ÕÞ will be resampled to be nonlinear such
In PMP, the series of N sinusoidal light patterns,
that the distance among neighboring pixels matches
projected onto the target surface is expressed as [29]
the required resolution (500 ppi) of 2D prints. Finally,
after mapping to spherical coordinates, fingerprint
ridges will be extracted from depth by applying a
2Ä„n
Ipðxp; ypÞ ÅºAp þ Bp cos µðxp; ypÞ þ ; ð1Þ
bandpass filter to the Á dimension, where the low-fre- n
N
quency, smooth contours of the finger surface as well
as the high-frequency, noise fluctuations will be re-
moved. Since this algorithm is developed from para- where xp and yp are two constants of the projector
metric unwrapping methods, the computational cost and 2Ä„n=N is the shifted phase of the N patterns.
is reduced compared with the springs algorithm, and The term µðxp; ypÞ is the phase of the current pixel,
by taking advantage of detailed 3D information, the assigned as
unwrapping based on the nonlinear mesh achieves
less deformation.
To evaluate the quality of the resulting 2D equiv-
alent prints, this paper will use the quality analysis
metrics originally tested in [23], which will be ap-
plied to the 3D unwrapped fingerprints. For com-
parison, we will apply the same metrics to the
equivalent prints produced using the recognition al-
gorithm developed by National Institute of Stan-
dards and Technology (NIST). Experimental results
will show that the unwrapped prints produced by our
technique achieve high recognition performance.
Furthermore, by classifying the 3D scans into either
high- and low-quality data sets and performing
matching within and between the two sets, we will
show that high-quality 3D unwrapped prints achieve
a higher recognition performance than the low- Fig. 1. Noncontact 3D fingerprint acquisition using the PMP
quality ones. Thus, we will demonstrate the relation- technique.
1 February 2010 / Vol. 49, No. 4 / APPLIED OPTICS 593
2Ä„fyp
µðxp; ypÞ Åº ; ð2Þ
L
where L is the length of the pattern and f is the fre-
quency of the sinusoidal signal. From the viewpoint
of the camera, the received image is distorted by the
target surface topology and is expressed as [26]
Fig. 2. (a) Front view of a 3D fingerprint. (b) Side view of the 3D
2Ä„n
print. (c), (d) Cropped and rotated piece of the 3D print. The 3D
Ic ðxc; ycÞ ÅºAcðxc; ycÞ þBcðxc; ycÞ cos µðxc; ycÞ þ :
n
N data is shown with depth rendering. The full fingerprint area
spans approximately 21 mm × 27 mm with point spacing between
ð3Þ
20 and 25 źm.
The term µðxc; ycÞ represents the phase of the signal
at point ðxc; ycÞ and can be obtained, if N e" 3, as
between points varies from 20 to 25 źm. Most of the
camera s field of view was occupied by the finger sur-
Uðxc; ycÞ face. Currently the system takes 0.7 s to scan a fin-
µðxc; ycÞ Åºarctan
ger. So, to minimize the effects of finger movement
Vðxc; ycÞ
and depth of focus, the fingernail rests against a
sin½µðxp; ypÞŠ
support.
ź arctan ; ð4Þ
cos½µðxp; ypÞŠ
3. 3D Fingerprint Unwrapping
where Creating a flattened print from the 3D scan requires
the processing steps of (1) fitting a sphere to the
N
scanned point cloud, (2) creating linear unwrapping
X
2Ä„n
Uðxc; ycÞ Åº Ic ðxc; ycÞ sin ; ð5Þ maps, (3) correcting for distortion, and (4) extracting
n
N
nź1 ridges.
A. Sphere Fitting
A sphere can be defined by specifying a center point
N
X ðxc; yc; zcÞ and radius r. The distance between a point
2Ä„n
Vðxc; ycÞ Åº Ic ðxc; ycÞ cos : ð6Þ
on the print surface and a point on the sphere surface
n
N
nź1
is obtained as
For high-frequency PMP patterns, the phase µðxc; ycÞ
d ź½ðxk - xcÞ2 þðyk - ycÞ2 þðzk - zcÞ2Š1=2 - r; ð9Þ
obtained from Eq. (4) is unwrapped into ½0; 2Ä„f Þ [30].
Thus, from Eq. (2), the projector coordinate yp can be
where ðxk; yk; zkÞ is a point on the 3D print. For a 3D
recovered as
print with a total of K points ðK > 4Þ, Eq. (9) can be
solved by the least squares fitting algorithm [31].
µðxc; ycÞL
The sphere center point ðxc; yc; zcÞ and radius r are
ypðxc; ycÞ Åº : ð7Þ
2Ä„f then obtained.
Now, to ensure that the unwrapping process is
The 3D information is computed from the precali- started from the center of the print, we choose to ad-
brated triangulation [27].
just the coordinates such that the north pole of the
Further, the term Bcðxc; ycÞ in Eq. (3) is computed
sphere (z axis) is coming out from the center of the
as
scanned print. To do so, the coordinates of the points
on the prints are changed to
2
PgźK
Bcðxc; ycÞ Åº ½U2ðxc; ycÞ þV2ðxc; ycÞŠ1=2; ð8Þ
ðxg - xcÞ
N
gź1
xk ź xk - xc - ; ð10Þ
K
such that Bcðxc; ycÞ can be thought of as the ampli-
tude of the sinusoid reflecting off of a point on the PgźK
ðyg - ycÞ
target surface. So, it is used to remove the shadow gź1
yk ź yk - yc - ; ð11Þ
noise and extract the fingerprint from the back-
K
ground. In practice, our system projects ten high-
frequency PMP patterns to acquire 3D data. The
zk ź zk - zc: ð12Þ
resolution of the camera is 1392 pixels × 1040 pixels
ðH × WÞ. An example 3D fingerprint is shown in The point cloud is then translated in Cartesian space
Fig. 2, which displays several different views of such that the center of the sphere is mapped to
the obtained 3D print. The width of the 3D print ð0; 0; 0Þ. The Cartesian coordinates ðxk; yk; zkÞ are
is about 850 points, and the height is about 1170 then converted to spherical coordinates ð¸k; Õk; ÁkÞ,
points. Depending on the depth, the lateral spacing where ¸k and Õk are in units of radians, and Ák is
594 APPLIED OPTICS / Vol. 49, No. 4 / 1 February 2010
the distance from the center of the sphere to the kth tained from bilinear interpolation to the 3D finger-
point on the print surface. print ð¸k; Õk; ÁkÞ.
After obtaining the linear ¸, linear Õ, and Á maps,
B. Linear Unwrapping Maps
we define the distance between two horizontal (along
The unwrapping mesh consists of a ¸and Õ map,
the L1 direction) neighboring points as
where the two linear ¸and Õ maps are created accord-
ing to Ál1þ1 þ Ál1
d¸ źj¸l1þ1 - ¸l1j ð19Þ
l1
2
¸linear źðl1 - 1Þt¸ þ ¸min; ð13Þ
l1
and the distance between two vertical (along the L2
direction) neighboring points as
Õlinear źðl2 - 1ÞtÕ þ Õmin; ð14Þ
l2
Ál1þ1 þ Ál1
where l1 ź 1; 2; & ; L1 and l2 ź 1; 2; & ; L2. The terms
dÕ ÅºjÕl1þ1 - Õl1j : ð20Þ
l2
2
L1 and L2 are the height and width of the maps in
pixels. The term ¸min is the minimum value in
f¸kg, Õmin is the minimum value in fÕkg, and t¸ The distances along a horizontal line are plotted in
Fig. 4, where the high-frequency wave is due to
and tÕ are the step values assigned as
the ridges, while the lower-frequency curve of the
cross section indicates that distortion exists in the
t¸ ź mij¸mean - ¸meanjÞ; ð15Þ
w
w-1
Á map.
C. Distortion Correction and Ridge Extraction
To defuse the distortion and scale the image to the
tÕ Åº mijÕmean - ÕmeanjÞ; ð16Þ
h-1 h required resolution, we create nonlinear ¸ and Õ
maps to achieve our desired resolution of 500 ppi
where ¸mean is the mean of ¸ values in the same row of
w
where the distance between two neighboring points
the fingerprint scan and Õmean is the mean of Õ values
should be around D ź 0:0508 mm. To reduce the
h
in the same column. Thus,
noise in the Á map, we first apply a low-pass filtering
by means of a 15 × 15 Gaussian filter kernel with
maxð¸kÞ - mi¸kÞ
à ź 5. Then, we resize the linear ¸ map along the hor-
L1 ź ; ð17Þ
izontal direction. The map is scaled from L1 × L2 to
t¸
J1 × L2. The middle line of the linear map is filled
into the center of the scaled map such that
maxðÕkÞ - miÕkÞ
L2 ź ð18Þ
¸J1=2 ź ¸L1=2. For the points in the left-hand part of
tÕ
the nonlinear map, the neighboring two points have
with the points in the same column of the ¸ map hav-
Álp þ Álp
ing the same value and the points in the same row of
j1 j1-1
D źð¸j1-1 - ¸j1Þ ; ð21Þ
the Õ map having the same value. Examples of the
2
linear ¸ and Õ maps are shown in Fig. 3, where L1 ź
1200 and L2 ź 960. The print is upsampled during where Álp and Álp denote the low-pass filtered Á
j1 j1-1
linear unwrapping to preserve information. For each map. To reduce the computational cost, we take
point ðl1; l2Þ on the two maps, the mesh value is Álp H" Álp. Thus, the values of Álp are further low-pass
j1-1 j1
ð¸linear; ÕlinearÞ. The corresponding value of Ál1;l2 is ob- filtered, and
l1 l2
Fig. 3. (a) Linear ¸ map. (b) Linear Õ map. The linear maps width (pixels) L1 ź 1200, and the height (pixels) L2 ź 960.
1 February 2010 / Vol. 49, No. 4 / APPLIED OPTICS 595
maps, the 3D fingerprint is unwrapped from the
3D scan ð¸k; Õk; ÁkÞ by bilinear interpolation.
So while the nonlinear maps distort the ¸ and Õ
values, they also minimize distortion during unwrap-
ping of the 3D fingerprints where the distance be-
tween two neighboring points [Eqs. (19) and (20)],
either along the horizontal or vertical direction, will
be close to 0:0508 mm. The print is downsampled
during the nonlinear unwrapping to achieve the re-
quired resolution of 500 ppi. As is seen from Fig. 6,
the distortion in Fig. 4 is reduced, and the ridge in-
formation is preserved (the high-frequency wave).
Further, we implement bandpass filtering by means
of a 12 × 12 Gaussian low-pass filter with Ãlp ź 4 fol-
lowed by a 6 × 6 Gaussian high pass filter with
Fig. 4. Distance cross section of the upsampled print along the
Ãhp ź 2. The filtered image is histogram equalized
horizontal (¸) direction; linear unwrapping.
for final result. The unwrapped result is shown
in Fig. 7.
D
¸j1-1 ź ¸j1 þ : ð22Þ
Álp
j1
4. Experimental Results and Discussion
For the purpose of quality and recognition perfor-
For the points in the right-hand part of the nonlinear
mance analysis, a 3D fingerprint database was cre-
map, the ¸ values spread from middle to right such
ated by using the 3D fingerprint prototype at the
that
University of Kentucky, and a 2D traditional ink
rolled fingerprint database was collected by a trained
D
operator at the University of Kentucky s campus
¸j1þ1 ź ¸j1 - : ð23Þ
Álp police department. The 3D database consists of
j1
450 prints from 30 index fingers, where each finger
was scanned 15 times. All fingers were scanned
With the resized ¸ map, the Õ map is correspondingly
by using the 3D fingerprint scanner described in
resized to J1 × L2 by linear interpolation. Similarly,
Section 2. The camera resolution of the scanner
we resize the Õ map to J1 × J2, with ÕJ2=2 ź ÕL2=2,
was 1392 pixels × 1040 pixels ðH × WÞ, where, de-
such that
pending on the depth, the lateral spacing between
points typically varies from 20 to 25 źm. The ob-
J2
D
Õj2-1 ź Õj2 þ if j2 < ;
2
tained 3D fingerprints were further unwrapped by
Álp
j2
ð24Þ
J2
D the fit-sphere algorithm, which unwrapped and
Õj2þ1 ź Õj2 - if j2 > :
2
Álp
j2 downsampled the 3D prints to the unwrapped prints
with resolution of 500 ppi. The 2D print database has
150 prints from 15 different subjects (persons) with
So through the above procedures, the linear ¸ and Õ
maps in Fig. 3 will no longer be linear; the nonlinear each of their 10 fingers rolled once. The resolution of
maps are shown in Fig. 5. Based on the nonlinear the 2D prints is also 500 ppi.
Fig. 5. (a) Nonlinear ¸ map. (b) Nonlinear Õ map. The nonlinear maps width (pixels) J1 ź 600, and the height (pixels) J2 ź 600.
596 APPLIED OPTICS / Vol. 49, No. 4 / 1 February 2010
Fig. 6. (a) Distance cross section of the downsampled print along the horizontal (¸) direction; nonlinear unwrapping. (b) Distance cross
section of the downsampled print along the vertical (Õ) direction; nonlinear unwrapping.
A. Quality Analysis lower overall image quality number (1 representing
the highest overall quality).
To assess quality, we rely on the NIST Fingerprint
With regard to local image quality scores, NFIS di-
Image Software (NFIS) [32]. As we shown in [23],
vides the input images into blocks with 8 × 8 pixels in
out of the 11 identified metrics, 4 were found to be
each block and assigns a local quality number to the
most suitable for evaluating quality: (1) local image
block with quality zone 4 representing the highest
quality, (2) minutiae quality, (3) classification confi-
local quality [32]. Figure 8(a) shows that both 3D
dence number, and (4) overall image quality number.
and 2D follow a similar trend, decreasing in the per-
In particular, a superior scanning technology should
centage of quality zone 4 blocks with increasing over-
generate more blocks with high local quality (zone 4
all quality number. For prints with the same overall
representing the highest local quality), a higher
quality numbers, the 3D unwrapped prints achieve a
number of reliable minutiae (greater than 20), a
higher percentage of quality zone 4 than that do 2D
higher confidence number on classification, and a
ink rolled prints. The 3D prints outperform the 2D
ones in local quality analysis.
As for minutiae points, these features are widely
used for fingerprint verification [9,16]. The NFIS sys-
tem takes a fingerprint image and locates all the
minutiae in the image, assigning to each minutiae
point its location, orientation, and type. NFIS also
calculates the quality and reliability of the detected
minutiae with a confidence score that ranges from
0.0 to 1.0. Minutiae with quality greater than 0.75
are regarded as high quality. Tabassi et al. [32] ob-
served that, generally, if a fingerprint has more than
20 of these high-quality minutiae, it would be more
likely to be identified correctly by fingerprint recog-
nition systems. From Fig. 8(b), it can be seen that,
again, the trends of high-quality minutiae are simi-
lar for both data sets from quality numbers 1 to 5. For
the same quality number prints, more high-quality
(>75%) minutiae are detected in the 3D set than
in the 2D set.
Our third metric, classification of the fingerprint
pattern, is important for improving recognition
speed. The NFIS system classifies the prints into
basic pattern-level classes of (1) arch; (2) left loop;
(3) right loop; (4) scar; (5) tented arch; or (6) whorl,
along with a confidence number ranging from 0.0
Fig. 7. The final 3D unwrapped fingerprint downsampled to
to 1.0, where 1.0 represents the highest confidence
500 ppi. The width of the resulting image is 450 pixels, and the
height is 510 pixels. of classification. Figure 8(c) indicates that in quality
1 February 2010 / Vol. 49, No. 4 / APPLIED OPTICS 597
Fig. 8. (a) Percentage of blocks in quality zone 4, which is highest local quality zone, with respect to different overall quality numbers.
(b) Number of minutiae with quality greater than 0.75, with respect to different overall quality numbers. (c) Classification confidence
number, with respect to different overall quality numbers.
numbers 1 and 3, the 2D and 3D sets achieve the [6], if the two fingerprints are from the same finger
same or close performance in classification confi- but of different subjects. For each pair of two finger-
dence, while in quality numbers 2 and 4, the 2D per- prints that are from the same finger of the same sub-
forms better than the 3D. 3D outperforms 2D in ject, we obtain one genuine score, with our database
quality number 5. However, as shown in Fig. 8(c), producing 3,150 genuine scores. Correspondingly,
either 3D or 2D is stably increasing or decreasing each fingerprint is matched with nonmatching fin-
with increasing overall quality number. Thus, 3D un- gerprints (the same finger of different subjects)
wrapped fingerprints achieve a higher quality than
where the other fingerprints are randomly selected.
2D ink rolled fingerprints in local quality and minu- For this study, we will match the number of genuine
tiae detection. Compared with the springs algorithm
scores with 3,150 impostor scores.
[24], the quality of the 3D unwrapped prints is Looking at the histograms of genuine and impostor
improved. scores, there should, ideally, be no overlap between
the two histograms, with genuine scores having high-
B. Recognition Performance
er value than impostor; however, in practice, overlap
In this section, recognition performance of 3D prints
exists. As seen in Fig. 9, there is some amount of
is studied. While many matching algorithms have
overlap between the genuine and impostor scores;
been developed [10,33,34], we will focus on the BO-
furthermore, based on the distributions, we derive
ZORTH3 system included in the NFIS package. It
the receiver operating characteristic (ROC) in Fig. 10,
employs features to minutiae of the fingerprints,
which is a statement of the performance of the finger-
and produces a real-valued similarity score. The
print verification system [6,16,35 37]. The false
higher the score is, the more likelihood that the
accept rate (FAR) and true accept rate (TAR) values
two fingers are from the same finger of the same sub-
are computed at each operating threshold. For a gen-
ject. If the input of two fingerprints are actually from
erally specific FAR, 0.1, the TAR for our system
the same finger, then we refer to the score as a gen-
achieves 0.988.
uine score [6]; otherwise, it is noted as impostor score
Fig. 9. Distributions of genuine and impostor scores for 3D
unwrapped fingerprints. Fig. 10. ROC of 3D unwrapped fingerprints, TAR versus FAR.
598 APPLIED OPTICS / Vol. 49, No. 4 / 1 February 2010
Fig. 11. (a) Distributions of genuine scores for the high-, mixed-, and low-quality matchings for 3D unwrapped fingerprints.
(b) Distributions of impostor scores for the high-, mixed-, and low -quality matchings for 3D unwrapped fingerprints.
C. Relationship between Quality and Recognition mixed matchings is 75.73, and that of the low-quality
Performance matchings is 52.31. Thus, the data set with higher
overall quality performs the best when two prints
For 2D fingerprints, the higher quality the print is,
from the same finger, of the same subject, are
the higher recognition performance the print is ex-
matched. Correspondingly, the impostor scores are
pected to achieve. In order to study the relationship
shown in Fig. 11(b), where a superior data set is ex-
between quality and recognition performance for 3D
pected to have lower impostor scores. The mean val-
unwrapped fingerprints, we divide the 3D database
ue of high-quality matchings is 9.29, whereas that of
into two groups: high (if the overall quality number is
the mixed matchings is 10.74, and that of the low-
1 or 2) and low (if the overall quality number is 3, 4 or
quality matchings is 13.39. Again, the set with high-
5) quality groups. The recognition is regarded as high
er overall quality achieves the better performance
quality matching if the two matched prints are both
when two prints from the same finger but of two
high quality, regarded as mixed quality matching if
different subjects are matched.
one print is high quality and the other is low quality,
Based on the distributions of genuine and impostor
and regarded as low quality matching if both prints
scores, the ROC curves for high-, mixed-, and low-
are low quality. Totally, we have 910 high quality
quality matchings are shown in Fig. 12. For high-
matchings, 1,260 mixed quality matchings, and
quality matchings when the FAR is 0.01, the TAR
980 low quality matchings.
is 0.986, while for mixed-quality matchings, the
Figure 11(a) shows the genuine scores for high-,
TAR is 0.975. For low-quality matchings, the TAR
mixed-, and low-quality matchings. For the data is 0.71. Hence, the higher-quality data set achieves
set with higher genuine scores, superior recognition the better recognition performance. Thus, the rela-
performance is expected. The mean value of the high- tionship between overall quality and recognition per-
formance that holds for conventional 2D prints is
quality matchings is 122.43, whereas that of the
also true for 3D unwrapped fingerprints.
5. Conclusions and Future Work
In this paper, a fit-sphere unwrapping algorithm was
introduced for depth-detailed 3D fingerprints. By
finding the best fit sphere, the algorithm unwraps
the 3D prints where, since the detailed 3D informa-
tion is known, the distortion caused by unwrapping
is reduced by controlling the local distances between
neighboring points. Detailed experimental analysis
of the 3D unwrapped fingerprints were given and
discussed in Section 4, which indicated a higher qual-
ity in local quality zone and minutiae detection of the
3D unwrapped prints versus traditional 2D ink
rolled prints. The 3D unwrapped prints also achieved
good recognition performance. Further, by classifying
the 3D database into high- and low-quality sets, we
demonstrated that the relationship between overall
Fig. 12. ROC of the high-, mixed-, and low-quality matchings for
3D unwrapped fingerprints, TAR versus FAR. image quality and recognition performance of 3D
1 February 2010 / Vol. 49, No. 4 / APPLIED OPTICS 599
18. R. Rowe, S. Corcoran, K. Nixon, and R. Ostrom, Multispectral
unwrapped prints is the same as the conventional 2D
imaging for biometrics, Proc. SPIE 5694, 90 99 (2005).
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19. G. Parziale, E. Diaz-Santana, and R. Hauke, The Surround
database, interoperability [35] between 3D and 2D
Imager"!: a multi-camera touchless device to acquire 3D
fingerprints, and employment of multiple cameras
rolled-equivalent fingerprints, in Advances in Biometrics,
[27,28] to obtain rolled-equivalent scans and higher
Vol. 3832 of Lecture Notes in Computer Science (Springer,
depth precision.
2005), 244 250.
20. Y. Cheng and K. V. Larin, In vivo two- and three-dimensional
This work is partially funded by Flashscan3D,
imaging of artificial and real fingerprints with optical coher-
LLC, Richardson, Texas, and the National Institute
ence tomography, IEEE Photon. Technol. Lett. 19, 1634
of Hometown Security, Somerset, Kentucky.
1636 (2007).
21. M. C. Potcoava and M. K. Kim, Fingerprint biometry applica-
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600 APPLIED OPTICS / Vol. 49, No. 4 / 1 February 2010
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