Reading depends on writing, in Chinese
Li Hai Tan*, John A. Spinks , Guinevere F. Eden! , Charles A. Perfettiż, and Wai Ting Siok*ś
!
*Department of Linguistics, and Vice Chancellor s Office, University of Hong Kong, Pokfulam Road, Hong Kong, China; Georgetown University Medical
ż
Center, Washington, DC 20057; and Learning Research and Development Center, University of Pittsburgh, Pittsburgh, PA 12560
Communicated by Robert Desimone, National Institutes of Health, Bethesda, MD, April 28, 2005 (received for review January 3, 2005)
Language development entails four fundamental and interactive this argument are two characteristics of the Chinese language: (i)
abilities: listening, speaking, reading, and writing. Over the past
Spoken Chinese is highly homophonic, with a single syllable
four decades, a large body of evidence has indicated that reading
shared by many words, and (ii) the writing system encodes these
acquisition is strongly associated with a child s listening skills,
homophonic syllables in its major graphic unit, the character.
particularly the child s sensitivity to phonological structures of
Thus, when learning to read, a Chinese child is confronted with
spoken language. Furthermore, it has been hypothesized that the
the fact that a large number of written characters correspond to
close relationship between reading and listening is manifested
the same syllable (as depicted in Fig. 1A), and phonological
universally across languages and that behavioral remediation
information is insufficient to access semantics of a printed
using strategies addressing phonological awareness alleviates
character.
reading difficulties in dyslexics. The prevailing view of the central
In addition to these system-level (language and writing system)
role of phonological awareness in reading development is largely
factors, Chinese writing presents some script-level features that
based on studies using Western (alphabetic) languages, which are
distinguish it visually from alphabetic systems. The Chinese
based on phonology. The Chinese language provides a unique
character is composed of strokes and subcharacter components
medium for testing this notion, because logographic characters in
that are packed into a square configuration, possessing a high,
Chinese are based on meaning rather than phonology. Here we
nonlinear visual complexity. Significant spatial analysis is intrin-
show that the ability to read Chinese is strongly related to a child s
sic in learning a Chinese character, and visual-orthographic
writing skills and that the relationship between phonological
processing is an important part of character reading (19, 20).
awareness and Chinese reading is much weaker than that in
Thus, an integrated reading circuit that links orthography,
reports regarding alphabetic languages. We propose that the role
meaning, and pronunciation is crucial for fluent reading (21 23),
of logograph writing in reading development is mediated by two
whereas dysfunctional mapping of either orthography-to-
possibly interacting mechanisms. The first is orthographic aware-
phonology or orthography-to-meaning can lead to reading dis-
ness, which facilitates the development of coherent, effective links
ability (24). We suggest that the visual orthographic demands of
among visual symbols, phonology, and semantics; the second
written Chinese necessitate what has become a prevalent strat-
involves the establishment of motor programs that lead to the
egy for teaching children to learn to read, namely asking children
formation of long-term motor memories of Chinese characters.
to repeatedly copy, by writing down, samples of single characters
These findings yield a unique insight into how cognitive systems
(for example see Fig. 1B). Through writing, children learn to
responsible for reading development and reading disability inter-
deconstruct characters into a unique pattern of strokes and
act, and they challenge the prominent phonological awareness
components and then regroup these subcharacters into a square
view.
linguistic unit. This type of decoding occurs at the visual
orthographic level and is assumed to facilitate children s aware-
dyslexia phonological awareness reading development
ness of the character s internal structure (orthographic aware-
child language reading Chinese
ness). This awareness supports the formation of connections
among orthographic, semantic, and phonological units of the
Chinese writing system and may be associated with the quality of
earning to read involves a complex system of skills relevant
lexical entries in long-term memory (25).
Lto visual (i.e., the appearance of a word), orthographic (visual
The purpose of this study was to determine which variables
word form), phonological, and semantic processing. In one
best predict and facilitate skilled reading in Chinese children. In
prominent theory, reading acquisition builds on the child s
experiment 1, we developed a test of writing in which beginning
spoken language, which is already well developed before the start
readers (n 58, 7 8 years of age) and intermediate readers (n
of formal schooling; once a novel written word is decoded
73, 9 10 years of age) were required to copy written characters
phonologically, its meaning will become accessible via the
from samples as quickly and accurately as possible. To directly
existing phonology-to-semantics link in the oral language system
examine the relative contribution of writing and phonological
(1 3). Thus, the child s awareness of the phonological structure
sensitivity to reading ability in Chinese, we administered two
of speech plays a pivotal role in the development of reading
ability. Since the 1960s, a large number of studies have supported phonological awareness tests to our subjects individually. In one,
this theory, while also suggesting that the child s phonological the child listened to sets of four syllables; for each set, one of the
sensitivity serves as a universal mechanism governing reading syllables was the odd one out by virtue of lacking a beginning or
ability across different writing systems including alphabetic ending sound shared by the other three syllables (oddity test).
English (4 14) and logographic Chinese (15 17). Phonological This test was to assess the child s phonological awareness of
awareness occurs at several levels, from coarse sound units such onsets and rimes, two fine-grained subdivisions of a syllable. In
as syllables to fine-grained sound units such as phonemes a second test to evaluate the child s sensitivity to coarse sound
represented by letters. Different grain sizes of speech sounds units, the child listened to a two- or three-syllable spoken word
may account for differential variances in reading performance and was required to delete a specified syllable and verbally report
across cultures (14, 16, 18); the centrality of phonological the remaining sound(s) (syllable deletion). Because reading
sensitivity in learning to read across languages, however, remains ability is relevant to symbol processing speed (26), we used a
unchallenged.
In this study, we report evidence contrary to the accepted
Abbreviation: RAN, rapid automatized naming.
theory. We argue that the role of phonological awareness in
Å›
To whom correspondence should be addressed. E-mail: siok@hku.hk.
Chinese reading development is minor, and we investigate other
skills that account for successful reading acquisition. Central to © 2005 by The National Academy of Sciences of the USA
www.pnas.org cgi doi 10.1073 pnas.0503523102 PNAS June 14, 2005 vol. 102 no. 24 8781 8785
PSYCHOLOGY
Fig. 1. Complex relationships of visual, orthographic, phonological, and semantic systems in Chinese. (A) The extensive homophony in Chinese entails that many
orthographic units converge on one phonological unit, resulting in a kind of convergent connection, and a phonological unit connects with more than one
meaning nodes, producing a kind of divergent connection. For example, the pronunciation shi is shared by 10 characters with the same tone but very
different meanings. The orthographic units of these characters converge on the phonological node shi , which connects with all of the meaning nodes of these
characters. This pattern is one of convergent phonology and divergent semantics, the typical pattern in reading in Chinese. (B) A sample of a Chinese child s
writing homework. In Chinese elementary schools, a novel character is usually written down 4 6 times continuously, often with its pronunciation (e.g., yi )
denoted by Pinyin appearing above the character. (C) A sample of pictures of simple objects for children to copy by drawing.
rapid automatized naming (RAN) task to measure the general power of picture drawing on reading performance will therefore
processing speed component, where children were asked to be greater for intermediate readers than for beginners.
name printed digits (2, 4, 6, 7, and 9, each repeated 10 times) as To determine the mechanisms that mediate the effect of
fast and accurately as possible. Experiment 1 found a strong writing on reading acquisition, in experiment 2, we asked the two
relationship between writing and reading ability, whereas the groups of children participating in experiment 1 to perform two
role of phonological awareness was minor. tasks: copying by writing printed pseudocharacters, and copying
In experiment 2, we sought to elucidate how writing mediates by drawing simple figures presented on a sheet (for example see
reading development. We considered two possible mechanisms. Fig. 1C).
The first assumes that writing facilitates the development of
Methods
orthographic awareness, which, in turn, has a positive influence
on reading acquisition. Under this model, one would predict that Subjects. From three classrooms of Beijing Yong Tai Primary
strong skills in the writing of pseudocharacters, by virtue of their School, 131 children were tested, of whom 58 were beginning
orthographic legality, would impact orthographic awareness and readers (23 boys and 35 girls, 7 8 years of age) and 73 were
demonstrate a strong association with reading performance. By intermediate readers (31 boys and 42 girls, 9 10 years of age).
contrast, the ability to draw simple objects does not involve This primary school was located in a suburban community of
orthographic processes and thus should not be related to reading average level socioeconomic status outside of Beijing. All chil-
ability. dren were native speakers of Putonghua, the official dialect of
Alternatively, the link between writing and reading may rely Mainland China and the language of instruction in school. They
less on orthographic awareness than on the underlying motor had not started to study English or other languages at the time
programs that subserve writing (27). Writing of Chinese char- this study was conducted. Subjects handedness was judged by an
acters requires a high-order organization of strokes and com- inventory based on Snyder and Harris (30). The subjects de-
ponents that constitute the internal structure of the character. mographic characteristics are shown in Table 1, and all children
This motor activity may result in pairing of hand movement participated in experiments 1 and 2.
patterns and language stimuli (28, 29) and may help form
long-term motor memory of Chinese characters. This motor Experimental Materials. In experiment 1, the materials consisted
memory of linguistic stimuli will facilitate the consolidation of a battery of writing, phonological, and rapid-naming tasks and
process of lexical representations in the cognitive system and measures of intelligence and reading achievement. In the writing
make mental organizations of written Chinese resistant to task, children were given 60 real characters printed on one sheet,
disruption. On this motoric mechanism, writing pseudocharac- and were asked to copy down as many as possible within 3 min.
ters is assumed to be associated with reading performance, The standardized Chinese version of Raven s Standard Progres-
whereas other sorts of activities involving precise, coordinated sive Matrices was used as an index of nonverbal intelligence. The
movements such as picture drawing should be also correlated mean nonverbal Raven IQ fell in the 76th percentile for begin-
with reading performance. Furthermore, because pictures of ning readers (ranged from the 10th to the 95th percentile, SD
objects possess higher visual complexities than do many Chinese 21) and the 70th percentile for intermediate readers (ranged
characters, picture drawing, in general, demands finer motor from the 5th to the 95th percentile, SD 22). The writing and
activity than writing. This analysis suggests a possibility that the intelligence tests were administered on a group basis.
influence of picture drawing on reading may have a develop- The phonological awareness, rapid-naming, and reading tasks
mental lag compared with character writing. If so, the predictive were administered individually, which took 20 min. In the
8782 www.pnas.org cgi doi 10.1073 pnas.0503523102 Tan et al.
Table 1. Demographic characteristics and descriptive statistics Table 2. Partial correlations between reading performance and
for all children component skills, controlling for nonverbal intelligence
Beginning Intermediate Skill Beginning readers Intermediate readers
readers readers
Writing 0.497*** 0.471***
Variable (n 58) (n 73)
Syllable deletion 0.307* 0.333**
Experiment 1 Oddity 0.035 0.364**
Age, months 98.2 (4.7) 116.9 (5.1) RAN 0.383** 0.502***
Handedness
, P 0.05; , P 0.005; , P 0.001.
* ** ***
Right 56 70
Left 2 3
Nonverbal IQ in percentile 76 (21) 70 (22)
To determine the relative power of character writing, phono-
Character reading (max 200) 78.3 (25.3) 113.6 (23.9)
logical awareness, and RAN in predicting Chinese reading
Character writing (max 60) 12.2 (4.0) 24.1 (6.4)
acquisition, we conducted a series of fixed-order hierarchical
Syllable deletion (max 16) 14.2 (1.7) 14.7 (1.4)
multiple regressions, with reading performance as the criterion
Oddity (max 20) 9.1 (3.4) 10.8 (3.7)
variable and performances in other tests as independent vari-
RAN, sec 26.5 (6.0) 21.7 (4.6)
ables (Table 3). For beginning readers, nonverbal IQ accounted
Experiment 2
for 10.1% of the variance in reading ( F 6.305, P 0.05).
Pseudocharacter writing (max 80) 35.5 (7.0) 50.0 (8.1)
Writing, syllable deletion, and RAN, respectively, accounted for
Picture drawing (max 24) 14.8 (4.0) 17.4 (4.6)
an additional 22.2% ( F 18.044, P 0.001), 8.5% ( F 5.737,
P 0.05), and 13.1% ( F 9.423, P 0.005) of the variance.
Data are presented as mean, with standard deviations in parentheses.
Oddity did not predict beginning readers reading achievement.
For intermediate readers, nonverbal IQ did not predict reading;
oddity test, there were 20 items that were discriminating after
however, writing, syllable deletion, oddity, and rapid naming,
item analysis, with a resultant Cronbach s coefficient of 0.90
respectively, accounted for 19.8% ( F 17.606, P 0.005),
(beginning readers) and 0.83 (intermediate readers). In syllable
10.5% ( F 8.426, P 0.001), 12.2% ( F 9.988, P 0.005),
deletion, there were 16 test items, all being found to be discrim-
and 24.0% ( F 22.915, P 0.001) of the variance.
inating after item analysis, with resulting Cronbach s coeffi-
Because the reading and writing tasks in this study were
cients of 0.79 (beginning readers) and 0.75 (intermediate read-
time-limited, it was likely that their shared variance reflected a
ers). In rapid naming, naming latencies were recorded with a
general speed processing component. To determine the contri-
stopwatch to the nearest millisecond.
bution of writing (and also phonological awareness) after RAN
To evaluate children s reading ability, 200 Chinese characters
was controlled, we performed another set of fixed-order multiple
in the test were selected from textbooks that were used in Beijing
regression analyses, with children s nonverbal intelligence being
primary schools for first to fifth graders, 40 from each. Char-
again entered in the equation as step 1, and RAN being entered
acters were arranged in a sequence that increased in difficulty (as
as step 2. Writing, syllable deletion, or oddity was then entered
determined by grade level and visual complexity or stroke
as the last step (Table 3). In beginning readers, writing ac-
number). Children were asked to read the characters aloud as
counted for 13.6% of the variance ( F 11.612, P 0.001),
quickly and accurately as possible within 2 min.
whereas syllable deletion accounted for 6.8% of the variance
In experiment 2, we used 80 pseudocharacters and 24 line- ( F 5.265, P 0.05). In intermediate readers, writing and
drawing pictures in the copying task. Pseudocharacters were
oddity accounted for 6.2% ( F 6.322, P 0.05) and 6.0%
unpronounceable but orthographically legal. For both pseudo- ( F 6.13, P 0.05) of the variance, respectively; syllable
characters and objects, children were required to copy down as
deletion did not account for additional variance in reading
many stimuli from the samples as they could within 5 min. They
performance.
were instructed to complete the task with precision; accuracy
In principle, writing and phonological awareness may be
scores were based on the children s ability to produce an entirely
related to each other; the child often pronounces characters
accurate representation, as determined by two independent
during writing production. To estimate the unique predictive
observers.
power of writing and phonological awareness on reading devel-
opment, we entered writing or phonological awareness as the last
Results
step in the equation after entering all other factors (Table 3).
Experiment 1: Relative Contributions of Writing, Phonological Aware- With this stringent statistical control, we found that writing still
ness, and RAN to Reading Development of Chinese Children. Signif- contributed 10.4% ( F 9.117, P 0.005) and 3.6% ( F
icant differences were found between the two age groups in
3.869, P 0.05) to the variance in reading for beginning and
Chinese reading (t 8.28, P 0.001), writing (t 12.374, P
intermediate readers, respectively. Phonological awareness,
0.001), oddity test (t 2.709, P 0.01), and RAN (t 5.131, P
however, did not significantly predict reading performance
0.001), with intermediate readers showing better performance
either at the syllable level or at the onset-rime level, for both
than beginning readers (Table 1). Performance in syllable
groups.
deletion was nonsignificantly higher for the older group (t
1.849, P 0.067). This less reliable syllable level difference Experiment 2: The Mechanisms Mediating the Effect of Writing on
(compared with the differences at finer grain units) suggests that Reading Acquisition. In the next study, the two groups of children
syllable analysis develops more quickly in children than subsyl- were required to perform two tasks: copying samples of printed
labic processing, including the phoneme (31) and the onset and pseudocharacters and copying simple line objects. Scores from
rime units (32). Correlation analyses (after partialing out non- these two tasks were analyzed to determine their relationships
verbal intelligence assessed by Raven s test) indicated significant with reading performance. Correlation analyses indicated that
relationships between Chinese reading performance and writing, after the effect of nonverbal IQ was removed, pseudocharacter
syllable deletion, and RAN in both groups (Table 2). Oddity was copying was strongly related to reading ability for beginning
significantly associated with reading in the intermediate group, readers (r 0.45, P 0.001) as well as for intermediate readers
but not in the beginning group. (r 0.34, P 0.005), whereas object copying was significantly
Tan et al. PNAS June 14, 2005 vol. 102 no. 24 8783
PSYCHOLOGY
Table 3. Summary of hierarchical multiple regressions that
tested the predictive power of various component skill measures
on reading performance
Reading performance ( R2)
Beginning Intermediate
Step Variable readers readers
Controlling for variation in nonverbal IQ
1 Nonverbal IQ 0.101* 0.036
2 Writing 0.222** 0.198**
2 Syllable Deletion 0.085* 0.105**
2 Oddity 0.001 0.122**
2 RAN 0.131** 0.240**
Controlling for variation in nonverbal IQ and RAN
1 Nonverbal IQ 0.101* 0.036
2 RAN 0.131** 0.240**
3 Writing 0.136** 0.062*
3 Syllable deletion 0.068* 0.031
3 Oddity 0.001 0.060*
Fig. 2. Scatter plots of reading performance. rpc, partial correlation. , P
Controlling for variation in nonverbal IQ, RAN,
0.10; , P 0.05; , P 0.005.
* **
and phonological awareness
1 Nonverbal IQ 0.101* 0.036
2 RAN 0.131** 0.240**
Our motor memory hypothesis is supported by recent neuro-
3 Syllable deletion 0.068* 0.031
imaging studies that found that written Chinese character rec-
4 Oddity 0.000 0.046*
ognition is critically mediated by the posterior portion of the left
5 Writing 0.104** 0.036*
middle frontal gyrus, a region just anterior to the premotor
Controlling for variation in nonverbal IQ, writing, and RAN
cortex (24, 33, 34). In addition, functional connectivity analyses
1 Nonverbal IQ 0.101* 0.036
of neural pathways involved in language processing indicated
2 Writing 0.222** 0.198**
that reading in Chinese recruits a neural circuit linking Broca s
3 RAN 0.045 0.105**
area in the prefrontal cortex and the supplementary motor area,
4 Syllable deletion 0.037 0.026
whereas reading in alphabetic (Western) scripts recruits a neural
4 Oddity 0.003 0.034
circuit connecting Broca s area and Wernicke s area (35). These
, P 0.10; , P 0.05; , P 0.005.
* **
imaging investigations revealed that the left dorsal lateral pre-
frontal cortex and premotor cortex, regions for working memory
and writing functions (36, 37), are crucially relevant to Chinese
associated with reading acquisition for intermediate readers (r
reading.
0.34, P 0.005), but not for beginning readers (r 0.19, P
Another important result from this study is that naming speed
0.172) (Fig. 2). Hierarchical multiple regressions show that after
was strongly related to reading ability, although its predictive
nonverbal IQ was controlled, pseudocharacter writing and pic-
power was lower for beginning readers than for intermediate
ture drawing, respectively, explained 18.3% ( F 13.78, P
readers. Because naming speed is known to be highly predictive
0.001) and 3% ( F 1.89, P 0.175) of variance for beginning
in different types of written language, its contribution to reading
readers. In intermediate readers, pseudocharacter writing and
development seems to be universal (38). Theoretically, rapid
picture drawing contributed 11.7% ( F 9.51, P 0.005) and
naming may involve several cognitive components such as gen-
10.8% ( F 8.68, P 0.005) to the variance of reading
eral processing speed (26), phonological process (39), and speed-
performance. After the effect of picture drawing was removed,
sensitive visual and visual motion processes (40). All these
pseudocharacter writing still accounted for 15.4% ( F 11.38,
componential skills may be relevant to the orthography-to-
P 0.001) and 3.6% ( F 2.96, P 0.09) in the two groups
phonology and orthography-to-semantics mappings that are
of readers, respectively.
crucial in the development of Chinese reading (21 23).
Finally, our results indicated that the unique contribution of
Discussion
phonological awareness to Chinese reading ability is minor and
This study was conducted to determine the important diagnostic
fragile, depending on age, grain size of sound units, and their
indicator and predictor of Chinese reading ability. Experiment 1
interactions with other factors. Phonological awareness devel-
demonstrated that writing performance was strongly associated
oped earlier at a coarse-grained level (as indexed by the syllable
with Chinese reading in beginning as well as intermediate
deletion test) than at the fine-grained level (as indexed by the
readers. The robust and unique predictive power of writing was
oddity test). When phonological sensitivity was entered in the
clearly seen when the effects of general processing speed and
multiple regression analysis only after nonverbal intelligence was
phonological awareness were partialed out. Experiment 2 re-
controlled, syllable level awareness predicted reading acquisition
vealed that the contribution of writing to Chinese reading is
across the two reader groups, and subsyllable level awareness
mediated by at least two mechanisms operating in parallel. One,
was related to reading only in intermediate readers. However,
orthographic awareness, is engaged by the analysis of internal
neither syllable level nor subsyllable level phonological aware-
structures of printed characters. This analysis is manifested by
ness predicted Chinese children s reading performance when the
the predictive power of character and pseudocharacter writing.
The second mechanism, motor programming, serves the forma- variance due to writing and rapid naming was partialed out. This
tion of long-term motor memory of Chinese characters. The pattern of results suggests that the predictive power of phono-
strong association between picture drawing and Chinese reading logical awareness is secondary and complex.
acquisition, particularly for intermediate readers, provides evi- Our findings are important because they challenge the widely
dence for the motor programming proposal. assumed universal and preeminent status of phonological aware-
8784 www.pnas.org cgi doi 10.1073 pnas.0503523102 Tan et al.
ness in explanations of reading development. In learning to read acquisition. Our results are encouraging with respect to both
alphabetic languages, phonological awareness is well known to understanding and remediating Chinese dyslexia. With the two
be highly predictive of children s reading performances. Chil- complementary mechanisms of orthographic awareness and
motor programming, character writing facilitates and predicts
dren s writing (copying) (41, 42) and geometric line drawing
Chinese reading development. Writing and phonological aware-
skills (13, 41, 42), however, do not predict reading outcomes. For
ness appear to provide two different developmental paths to
instance, in copying tasks, the performance of disabled English
reading in different languages.
readers (7 15 years of age) in the graphic reproduction of words
and letters was equivalent to that of normal readers (41, 42).
We thank C. K. Leong, K. K. Luke, and the teachers of Beijing Yong Tai
With similar reproduction tasks, our present study revealed an
Elementary school for support and comments. Parts of the study were
opposite pattern of findings: in learning to read Chinese, writing
carried out during L.H.T. s sabbatical at the National Institute of Mental
skills are clearly more related to reading fluency than is pho-
Health. This study was supported by Hong Kong Government Research
nological awareness.
Grants Council Central Allocation Vote Grant HKU 3 02C, University
In conclusion, the present results indicated that writing, along
of Hong Kong Grant SFPBR-10205790, and National Institute for Child
with naming speed, plays a central role in Chinese reading Health and Human Development Grant HD40095.
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